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Notices for the year 2010-11
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Notice No.
Date
Subject
USL/2010-11:49
30-03-2011
Allowing netting of pay-in and pay-out obligations in rolling and trade to trade type of trades in the same settlement
USL/2010-11:48
23-03-2011
Settlement schedule for trade date from 30.03.201 1 to 06.04.2011 for capital market segment of BSE and NSE
USL/2010-11:47
23-02-2011
Delivery of Securities in the Demat Pool Account of the Company
USL/2010-11:46
23-02-2011
Modifications to client code post trade execution
USL/2010-11:45
23-02-2011
Circulars and Notices issued by SEBI, BSE, NSE and our Company
USL/2010-11:44
22-02-2011
Compulsory shifting to IML ODIN Platform
USL/2010-11:43
07-02-2011
Participation in IPOs/FPOs
USL/2010-11:42
07-02-2011
Membership of MCX-SX for Currency Derivative ( CD )Segment
USL/2010-11:41
25-01-2011
Compulsory shifting to IML NeatXS Platform
USL/2010-11:40
19-01-2011
Acceptance of Shares as Margin for Trading in NSE F&O
USL/2010-11:39
13-01-2011
Participation in IPOs
USL/2010-11:38
03-01-2011
Margin for Option Trading in NSE
USL/2010-11:37
03-01-2011
Offer for Sale of Equity Shares of BSE
USL/2010-11:36
22-12-2010
Know Your Client (KYC) Registration Forms
USL/2010-11:35
10-12-2010
Pay - in of Securities of BSE Cash Segment in CMBO ID No. IN652365 with SHCIL, DP of NSDL
USL/2010-11:34
24-11-2010
Business Relationship Officers
USL/2010-11:33
23-11-2010
SEBI Fee for Membership of NSE F&O Segment
USL/2010-11:32
18-11-2010
Amendments in Business Rules of Our Company
USL/2010-11:31
16-11-2010
Signing of Contract Notices by the Sub-brokers as Authorised Signatory of the Company
USL/2010-11:30
15-11-2010
Deposit of Cheques
USL/2010-11:29
12-11-2010
Internet Based Trading through Order Routing System (1TORS)
USL/2010-11:28
11-11-2010
Penalty for Dishonour of Cheques
USL/2010-11:27
11-11-2010
Compulsory shifting to IML NeatXS Platform w.e.f. 01.12.2010
USL/2010-11:26
11-11-2010
Amendments in Business Rules of Our Company
USL/2010-11:25
25-10-2010
Timings of the Muhurat Trading Session on 05.11.2010
USL/2010-11:24
04-10-2010
Penalty for Dishonour of Cheques
USL/2010-11:23
23-09-2010
Bank Account with HDFC Bank Limited
USL/2010-11:22
20-09-2010
Dealing with another Member of the Exchange
USL/2010-11:21
13-09-2010
Execution of Power of Attorney (PoA)
USL/2010-11:20
31-08-2010
Registration as Authorised Person to trade in F & O Segment of NSE
USL/2010-11:19
31-08-2010
Circular letter to Shareholders and Staff of U.P. Stock Exchange Limited and Staff of the Company
USL/2010-11:18
31-08-2010
Arbitration Mechanism in Stock Exchanges
USL/2010-11:17
19-08-2010
Ammendments in Business Rules of our Company
USL/2010-11:16
10-08-2010
Offer for sale of Equity Shares of Bombay Stock Exchange Limited (BSE)
USL/2010-11:15
09-08-2010
Inauguration of NSE Trading Platform of the Company on Monday, 16th August, 2010.
USL/2010-11:14
06-08-2010
Amendments in Business Rules of Our Company.
USL/2010-11:13
19-07-2010
NSE'S Certification on Securities Market (NCFM) for Users of NSE Terminal
USL/2010-11:12
14-07-2010
Pay-in of Securities of BSE Cash Segment in Principal A/c No. 1306130000006990 with CDSL DP of U.P. Stock Exchange Limited
USL/2010-11:11
09-07-2010
Trading in Trade to Trade window at BOLT
USL/2010-11:10
07-07-2010
Document for Policies & Procedures, Running Account Authorisaion and Quarterly Settlement of Clients' Accounts
USL/2010-11:09
21-06-2010
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market intermediaries under Prevention of Money Laundering Act. 2002 and Rules framed thereunder.
USL/2010-11:08
11-06-2010
Running Account Authorisation
USL/2010-11:07
11-06-2010
Close out of internal shortages
USL/2010-11:06
20-05-2010
Bank Account with HDFC Bank Limited
USL/2010-11:05
20-05-2010
Running Account Authorisation
USL/2010-11:04
17-05-2010
Execution of power of attorney (PoA) by the client in favour of the Stock Broker/ Stock Broker and Depository Participants
USL/2010-11:03
11-05-2010
NSE's Certification on Securities Market (NCFM) for users of NSE Terminal
USL/2010-11:02
06-05-2010
Inactive Clients, Document for Policies & Procedures and Running Account Authorisation
USL/2010-11:01
27-04-2010
Bank Account with HDFC Bank Limited
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